SEC Form 4 · accession 0001214659-19-001700
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
Joanna Rees
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 1,391 | $0.00 | A | 7,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 28, 2019 | M | 1,391 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 1,391 | 0 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Feb 28, 2019 | A | 506 | A | — | — | Common Stock | 506 | 506 | D |
| Non-Qualified Option (right-to-buy)F2 | $247.82 | Feb 28, 2019 | A | 1,596 | A | — | Feb 27, 2026 | Common Stock | 1,596 | 1,596 | D |
| Non-Qualified Option (right-to-buy)F4 | $247.82 | Feb 28, 2019 | A | 1,041 | A | Feb 28, 2019 | Feb 27, 2026 | Common Stock | 1,041 | 1,041 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2This award will fully vest on the date of the Corporation's 2020 Annual Shareholder Meeting ("ASM").
- F3The grant will expire after the vesting of shares on the date of the Corporation's ASM.
- F4The reporting person has elected to take her annual cash retainer in the form of stock options pursuant to the Corporation's Compensation Program for Non-Employee Directors.