SEC Form 4 · accession 0001214659-19-001698
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
A later amendment supersedes this filing — read the amendment. The figures below are kept as originally reported (version chain, not an overwrite).
Reporting owner
James Kirsner
Director
Period of report
Feb 28, 2019
Accepted (ET)
Mar 1, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2019 | M | 1,573 | $0.00 | A | 23,778 | I | Kirsner Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 28, 2019 | M | 1,573 | D | Feb 28, 2019 | Feb 28, 2019 | Common Stock | 1,573 | 0 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Feb 28, 2019 | A | 1,143 | A | — | — | Common Stock | 1,143 | 1,143 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2The grant will vest on the date of the Corporation's 2020 Annual Shareholder Meeting ("ASM").
- F3The grant will expire after the vesting of shares on the date of the Corporation's ASM.