SEC Form 4 · accession 0001214659-19-001202
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Deal
Officer — Executive Vice President
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 12, 2019 | M | 15,000 | $41.89 | A | 77,079 | D | |
| Common StockF1 | Feb 12, 2019 | S | 15,000 | $236.9109 | D | 62,079 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $41.89 | Feb 12, 2019 | M | 15,000 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 15,000 | 15,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $236.31 to $237.27. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in four equal annual installments commencing on this date.