SEC Form 4 · accession 0001214659-19-000960
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Leonard
Officer — CAO and Vice President
Period of report
Feb 8, 2019
Accepted (ET)
Feb 11, 2019 · 1:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 8, 2019 | M | 2,000 | $72.06 | A | 10,611 | D | |
| Common StockF1 | Feb 8, 2019 | S | 2,000 | $235.3836 | D | 8,611 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $72.06 | Feb 8, 2019 | M | 2,000 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 2,000 | 4,084 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $235.00 to $235.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in four equal annual installments commencing on this date.