SEC Form 4 · accession 0001214659-19-000843
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Feb 5, 2019
Accepted (ET)
Feb 6, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 5, 2019 | M | 5,001 | $43.90 | A | 112,389 | D | |
| Common StockF1,F2 | Feb 5, 2019 | S | 2,701 | $230.4416 | D | 109,688 | D | |
| Common StockF1,F3 | Feb 5, 2019 | S | 2,300 | $231.0683 | D | 107,388 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F4 | $43.90 | Feb 5, 2019 | M | 5,001 | D | Apr 1, 2013 | Mar 31, 2019 | Common Stock | 5,001 | 0 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $229.96 to $230.86. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $230.96 to $231.23. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This option vests in four equal annual installments commencing on this date.