SEC Form 4 · accession 0001214659-19-000493
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Wells
Officer — Executive Vice President
Period of report
Jan 22, 2019
Accepted (ET)
Jan 23, 2019 · 6:47 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2019 | M | 10,000 | $43.05 | A | 65,172 | D | |
| Common StockF1,F2 | Jan 22, 2019 | S | 4,100 | $212.1659 | D | 61,072 | D | |
| Common StockF1,F3 | Jan 22, 2019 | S | 4,785 | $212.8429 | D | 56,287 | D | |
| Common StockF1,F4 | Jan 22, 2019 | S | 115 | $213.7342 | D | 56,172 | D | |
| Common StockF1 | Jan 22, 2019 | A | 1,000 | $214.9271 | D | 55,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F5 | $43.05 | Jan 22, 2019 | M | 10,000 | D | Apr 25, 2013 | Apr 24, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $211.48 to $212.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $212.48 to $213.45. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $213.64 to $214.58. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This option vests in four equal annual installments commencing on this date.