SEC Form 4 · accession 0001214659-19-000260
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Jan 8, 2019
Accepted (ET)
Jan 10, 2019 · 4:05 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 8, 2019 | M | 10,000 | $43.90 | A | 117,388 | D | |
| Common StockF1,F2 | Jan 8, 2019 | S | 3,093 | $194.0925 | D | 114,295 | D | |
| Common StockF1,F3 | Jan 8, 2019 | S | 5,661 | $195.0354 | D | 108,634 | D | |
| Common StockF1,F4 | Jan 8, 2019 | S | 1,246 | $195.8258 | D | 107,388 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F5 | $43.90 | Jan 8, 2019 | M | 10,000 | D | Apr 1, 2013 | Mar 31, 2019 | Common Stock | 10,000 | 5,001 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $193.52 to $194.49. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $194.53 to $195.525. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $195.535 to $196.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This option vests in four equal annual installments commencing on this date.