SEC Form 4 · accession 0001214659-18-007769
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Wells
Officer — Executive Vice President
Period of report
Dec 21, 2018
Accepted (ET)
Dec 21, 2018 · 6:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 21, 2018 | M | 10,000 | $43.05 | A | 65,172 | D | |
| Common StockF1,F2 | Dec 21, 2018 | S | 1,116 | $176.927 | D | 64,056 | D | |
| Common StockF1,F3 | Dec 21, 2018 | S | 2,700 | $177.952 | D | 61,356 | D | |
| Common StockF1,F4 | Dec 21, 2018 | S | 1,209 | $178.793 | D | 60,147 | D | |
| Common StockF1,F5 | Dec 21, 2018 | S | 2,300 | $180.0628 | D | 57,847 | D | |
| Common StockF1,F6 | Dec 21, 2018 | S | 1,800 | $180.9739 | D | 56,047 | D | |
| Common StockF7 | Dec 21, 2018 | S | 675 | $182.1204 | D | 55,372 | D | |
| Common StockF1 | Dec 21, 2018 | S | 200 | $182.83 | D | 55,172 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F8 | $43.05 | Dec 21, 2018 | M | 10,000 | D | Apr 25, 2013 | Apr 24, 2019 | Common Stock | 10,000 | 10,000 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $176.41 to $177.39. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $177.46 to $178.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $178.46 to $179.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $179.48 to $180.42. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This transaction was executed in multiple trades at prices ranging from $180.505 to $181.43. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F7This transaction was executed in multiple trades at prices ranging from $181.62 to $182.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F8This option vests in four equal annual installments commencing on this date.