SEC Form 4 · accession 0001214659-18-007173
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Nov 14, 2018
Accepted (ET)
Nov 14, 2018 · 7:08 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2018 | M | 14,485 | $72.06 | A | 104,211 | D | |
| Common StockF1,F2 | Nov 14, 2018 | S | 4,244 | $188.286 | D | 99,967 | D | |
| Common StockF1,F3 | Nov 14, 2018 | S | 5,504 | $189.3023 | D | 94,463 | D | |
| Common StockF1,F4 | Nov 14, 2018 | S | 2,307 | $190.1885 | D | 92,156 | D | |
| Common StockF1,F5 | Nov 14, 2018 | S | 1,975 | $191.1801 | D | 90,181 | D | |
| Common StockF1,F6 | Nov 14, 2018 | S | 455 | $192.3337 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F7 | $72.06 | Nov 14, 2018 | M | 14,485 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 14,485 | 7,996 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $187.77 to $188.74. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $188.79 to $189.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $189.81 to $190.78. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $190.83 to $191.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This transaction was executed in multiple trades at prices ranging from $191.85 to $192.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F7This option vests in four equal annual installments commencing on this date.