SEC Form 4 · accession 0001214659-18-006935

FAIR ISAAC CORP · FICO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — Executive Vice President

Period of report

Nov 5, 2018

Accepted (ET)

Nov 7, 2018 · 2:57 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000814547

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Nov 5, 2018	M	10,000	$0.00	A	31,912	D
Common Stock^F1	Nov 5, 2018	F	3,755	$192.15	D	28,157	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Restricted Stock Units^F2,F3,F4	—	Nov 5, 2018	M	10,000	D	Nov 5, 2015	—	Common Stock	10,000	0	D
Performance Share Units^F6,F5,F7,F4	—	Nov 6, 2018	A	10,976	A	Dec 8, 2018	—	Common Stock	10,976	10,976	D

F1Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
F2Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F3The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
F4No expiration date.
F5Each earned performance share unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
F6On November 6, 2018 the Leadership Development and Compensation Committee of the Board of Directors of Fair Isaac Corporation determined that the reporting person earned the number of performance share units reported on this Form 4 based on achievement of certain performance metrics.
F7The performance share units vest in three equal annual installments commencing on this date and one share will be delivered to the reporting person for each vested unit as soon as practicable thereafter.

EXHIBIT LIST - Exhibit 24 -- Power of Attorney for Wayne Elliott Huyard