SEC Form 4 · accession 0001214659-18-006032
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Sep 12, 2018
Accepted (ET)
Sep 13, 2018 · 8:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 12, 2018 | M | 20,000 | $72.06 | A | 109,726 | D | |
| Common StockF1,F2 | Sep 12, 2018 | S | 2,640 | $233.9719 | D | 107,086 | D | |
| Common StockF1,F3 | Sep 12, 2018 | S | 6,500 | $235.2423 | D | 100,586 | D | |
| Common StockF1,F4 | Sep 12, 2018 | S | 8,858 | $236.0786 | D | 91,728 | D | |
| Common StockF1,F5 | Sep 12, 2018 | S | 1,902 | $237.005 | D | 89,826 | D | |
| Common StockF1 | Sep 12, 2018 | S | 100 | $237.85 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F6 | $72.06 | Sep 12, 2018 | M | 20,000 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 20,000 | 23,996 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $233.46 to $234.29. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $234.53 to $235.52. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $235.54 to $236.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $236.64 to $237.44. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This option vests in four equal annual installments commencing on this date.