SEC Form 4 · accession 0001214659-18-005915
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Sep 4, 2018
Accepted (ET)
Sep 5, 2018 · 2:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 4, 2018 | M | 10,000 | $43.90 | A | 99,726 | D | |
| Common StockF1,F2 | Sep 4, 2018 | S | 1,400 | $230.0548 | D | 98,326 | D | |
| Common StockF1,F3 | Sep 4, 2018 | S | 916 | $230.8594 | D | 97,410 | D | |
| Common StockF1,F4 | Sep 4, 2018 | S | 2,004 | $232.191 | D | 95,406 | D | |
| Common StockF1,F5 | Sep 4, 2018 | S | 2,580 | $233.2191 | D | 92,826 | D | |
| Common StockF1,F6 | Sep 4, 2018 | S | 2,200 | $234.2187 | D | 90,626 | D | |
| Common StockF1,F7 | Sep 4, 2018 | S | 900 | $234.8047 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F8 | $43.90 | Sep 4, 2018 | M | 10,000 | D | Apr 1, 2013 | Mar 31, 2019 | Common Stock | 10,000 | 45,001 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $229.44 to $230.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $230.48 to $231.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $231.595 to $232.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $232.64 to $233.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This transaction was executed in multiple trades at prices ranging from $233.67 to $234.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F7This transaction was executed in multiple trades at prices ranging from $234.68 to $235.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F8This option vests in four equal annual installments commencing on this date.