SEC Form 4 · accession 0001214659-18-005670
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Aug 22, 2018
Accepted (ET)
Aug 23, 2018 · 2:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 22, 2018 | M | 10,000 | $72.06 | A | 99,726 | D | |
| Common StockF1,F2 | Aug 22, 2018 | S | 1,000 | $218.5849 | D | 98,726 | D | |
| Common StockF1,F3 | Aug 22, 2018 | S | 2,778 | $219.7274 | D | 95,948 | D | |
| Common StockF1,F4 | Aug 22, 2018 | S | 2,690 | $221.0856 | D | 93,258 | D | |
| Common StockF1,F5 | Aug 22, 2018 | S | 3,532 | $221.9161 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F6 | $72.06 | Aug 22, 2018 | M | 10,000 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 10,000 | 43,996 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $218.16 to $219.02. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $219.24 to $220.145. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $220.51 to $221.47. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $221.55 to $222.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This option vests in four equal annual installments commencing on this date.