SEC Form 4 · accession 0001214659-18-005587
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Aug 15, 2018
Accepted (ET)
Aug 16, 2018 · 5:22 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 15, 2018 | M | 10,000 | $41.89 | A | 99,726 | D | |
| Common StockF1,F2 | Aug 15, 2018 | S | 1,000 | $212.73 | D | 98,726 | D | |
| Common StockF1,F3 | Aug 15, 2018 | S | 4,950 | $213.6106 | D | 93,776 | D | |
| Common StockF1,F4 | Aug 15, 2018 | S | 2,000 | $214.713 | D | 91,776 | D | |
| Common StockF1,F5 | Aug 15, 2018 | S | 2,050 | $215.3255 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F6 | $41.89 | Aug 15, 2018 | M | 10,000 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $212.13 to $213.13. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $213.15 to $214.115. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $214.16 to $215.11. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $215.20 to $215.46. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This option vests in four equal annual installments commencing on this date.