SEC Form 4 · accession 0001214659-18-005379
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Lansing
Officer — President and CEO · Director
Period of report
Aug 8, 2018
Accepted (ET)
Aug 10, 2018 · 4:19 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 8, 2018 | M | 6,000 | $41.89 | A | 224,171 | D | |
| Common StockF1,F2 | Aug 8, 2018 | S | 2,400 | $210.81 | D | 221,771 | D | |
| Common StockF1,F3 | Aug 8, 2018 | S | 2,800 | $211.91 | D | 218,971 | D | |
| Common StockF1,F4 | Aug 8, 2018 | S | 800 | $212.47 | D | 218,171 | D | |
| Common StockF1 | Aug 9, 2018 | M | 6,000 | $41.89 | A | 224,171 | D | |
| Common StockF1,F5 | Aug 9, 2018 | S | 3,819 | $213.33 | D | 220,352 | D | |
| Common StockF1,F6 | Aug 9, 2018 | S | 2,181 | $214.20 | D | 218,171 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F7 | $41.89 | Aug 8, 2018 | M | 6,000 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 6,000 | 102,000 | D |
| Non Qualified Stock Option (right to buy)F1,F7 | $41.89 | Aug 9, 2018 | M | 6,000 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 6,000 | 96,000 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $210.15 to $211.14. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $211.39 to $212.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $212.40 to $212.63. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $212.94 to $213.93. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This transaction was executed in multiple trades at prices ranging from $213.95 to $214.95. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F7This option vests in four equal annual installments commencing on this date.