SEC Form 4 · accession 0001214659-18-005243
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kirsner
Director
Period of report
Aug 6, 2018
Accepted (ET)
Aug 6, 2018 · 8:47 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 6, 2018 | M | 12,750 | $13.26 | A | 34,955 | I | Kirsner Family Trust |
| Common StockF1 | Aug 6, 2018 | S | 10,203 | $210.57 | D | 24,752 | I | Kirsner Family Trust |
| Common StockF2 | Aug 6, 2018 | S | 2,547 | $211.43 | D | 22,205 | I | Kirsner Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy) | $13.26 | Aug 6, 2018 | M | 12,750 | D | Feb 3, 2009 | Feb 2, 2019 | Common Stock | 12,750 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $210.00 to $211.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $211.02 to $211.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.