SEC Form 4 · accession 0001214659-18-005184
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Scadina
Officer — EVP, Gen. Counsel & Sec.
Period of report
Aug 1, 2018
Accepted (ET)
Aug 2, 2018 · 8:42 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 1, 2018 | M | 10,000 | $35.99 | A | 97,144 | I | Scadina Revocable Trust |
| Common Stock | Aug 1, 2018 | S | 5,000 | $205.00 | D | 92,144 | I | Scadina Revocable Trust |
| Common Stock | Aug 1, 2018 | S | 5,000 | $205.1701 | D | 87,144 | I | Scadina Revocable Trust |
| Common Stock | Aug 2, 2018 | M | 5,000 | $35.99 | A | 92,144 | I | Scadina Revocable Trust |
| Common Stock | Aug 2, 2018 | S | 5,000 | $206.00 | D | 87,144 | I | Scadina Revocable Trust |
| Common Stock | holding | — | — | — | 1,442 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1 | $35.99 | Aug 1, 2018 | M | 10,000 | D | Dec 13, 2012 | Dec 12, 2018 | Common Stock | 10,000 | 20,000 | D |
| Non Qualified Stock Option (right to buy)F1 | $35.99 | Aug 2, 2018 | M | 5,000 | D | Dec 13, 2012 | Dec 12, 2018 | Common Stock | 5,000 | 15,000 | D |
Explanation of responses
- F1This option vests in four equal annual installments commencing on this date.