SEC Form 4 · accession 0001214659-18-005077
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Deal
Officer — Executive Vice President
Period of report
Jul 31, 2018
Accepted (ET)
Jul 31, 2018 · 7:56 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jul 31, 2018 | M | 25,001 | $35.99 | A | 73,489 | D | |
| Common StockF1 | Jul 31, 2018 | S | 15,728 | $201.63 | D | 57,761 | D | |
| Common StockF2 | Jul 31, 2018 | S | 9,273 | $202.31 | D | 48,488 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F3 | $35.99 | Jul 31, 2018 | M | 25,001 | D | Dec 13, 2012 | Dec 12, 2018 | Common Stock | 25,001 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $201.10 to $201.96. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $202.15 to $202.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This option vests in four equal annual installments commencing on this date.