SEC Form 4 · accession 0001214659-18-004899
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Jul 18, 2018
Accepted (ET)
Jul 18, 2018 · 8:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jul 18, 2018 | M | 20,000 | $41.89 | A | 109,726 | D | |
| Common StockF1,F2 | Jul 18, 2018 | S | 1,000 | $203.325 | D | 108,726 | D | |
| Common StockF1,F3 | Jul 18, 2018 | S | 4,200 | $204.384 | D | 104,526 | D | |
| Common StockF1,F4 | Jul 18, 2018 | S | 6,875 | $205.0984 | D | 97,651 | D | |
| Common StockF1,F5 | Jul 18, 2018 | S | 7,525 | $206.2164 | D | 90,126 | D | |
| Common StockF1,F6 | Jul 18, 2018 | S | 400 | $206.9325 | D | 89,726 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F7 | $41.89 | Jul 18, 2018 | M | 20,000 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 20,000 | 10,000 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $202.75to $203.73. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $203.77 to $204.77. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $204.79 to $205.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $205.81 to $206.65. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This transaction was executed in multiple trades at prices ranging from $206.84 to $206.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F7This option vests in four equal annual installments commencing on this date.