SEC Form 4 · accession 0001214659-18-001660
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc F McMorris
Director
Period of report
Feb 28, 2018
Accepted (ET)
Feb 28, 2018 · 7:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 28, 2018 | M | 933 | $0.00 | A | 2,729 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1 | — | Feb 28, 2018 | M | 933 | D | Feb 28, 2018 | Feb 28, 2018 | Common Stock | 933 | 0 | D |
| Restricted Stock UnitsF1,F2,F3 | — | Feb 28, 2018 | A | 696 | A | — | — | Common Stock | 696 | 696 | D |
| Non Qualified Stock Option (right to buy)F4 | $169.94 | Feb 28, 2018 | A | 1,324 | A | Feb 28, 2018 | Feb 27, 2025 | Common Stock | 1,324 | 1,324 | D |
| Non Qualified Stock Option (right to buy)F2 | $169.94 | Feb 28, 2018 | A | 2,030 | A | — | Feb 27, 2025 | Common Stock | 2,030 | 2,030 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2The grant will vest on the date of the Corporation's 2019 Annual Shareholder Meeting ("ASM").
- F3The grant will expire after the vesting of shares on the date of the Corporation's ASM.
- F4The reporting person has elected to take his annual cash retainer in the form of stock options pursuant to the Corporation's Compensation Program for Non-Employee Directors.