SEC Form 4 · accession 0001214659-17-007320
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Deal
Officer — Executive Vice President
Period of report
Dec 13, 2017
Accepted (ET)
Dec 14, 2017 · 5:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 13, 2017 | M | 1,744 | $0.00 | A | 49,329 | D | |
| Common StockF1 | Dec 13, 2017 | F | 841 | $155.64 | D | 48,488 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3 | — | Dec 13, 2017 | M | 1,744 | D | Dec 13, 2014 | Dec 13, 2017 | Common Stock | 1,744 | 0 | D |
Explanation of responses
- F1Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- F2Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- F3The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.