SEC Form 4 · accession 0001214659-17-006385
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A George Battle
Director
Period of report
Nov 3, 2017
Accepted (ET)
Nov 3, 2017 · 6:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Nov 3, 2017 | S | 4,690 | $150.4201 | D | 310 | I | Treehouse Vineyards LLC |
| Common StockF1,F3 | Nov 3, 2017 | S | 310 | $151.0248 | D | 0 | I | Treehouse Vineyards LLC |
| Common Stock | holding | — | — | — | 21,259 | D | ||
| Common Stock | holding | — | — | — | 9,602 | I | A. George Battle 2011 Separate Property Trust |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Shares sold pursuant to a 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $150.00 to $150.97. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $151.02 to $151.17. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.