SEC Form 4 · accession 0001214659-17-005255
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
David A Rey
Director
Period of report
Aug 22, 2017
Accepted (ET)
Aug 23, 2017 · 2:38 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 22, 2017 | M | 7,340 | $23.59 | A | 15,714 | D | |
| Common StockF1 | Aug 22, 2017 | S | 7,340 | $140.2547 | D | 8,374 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $23.59 | Aug 22, 2017 | M | 7,340 | D | Oct 6, 2012 | Oct 5, 2021 | Common Stock | 7,340 | 19,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $140.05 to $140.40. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in five equal annual installments commencing on this date.