SEC Form 4 · accession 0001214659-17-004010
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg R Gianforte
Director
Period of report
Jun 13, 2017
Accepted (ET)
Jun 14, 2017 · 5:34 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jun 13, 2017 | M | 14,204 | $57.59 | A | 20,877 | D | |
| Common Stock | Jun 13, 2017 | M | 3,966 | $52.59 | A | 24,843 | D | |
| Common Stock | Jun 13, 2017 | M | 11,752 | $83.31 | A | 36,595 | D | |
| Common Stock | Jun 13, 2017 | M | 2,060 | $95.59 | A | 38,655 | D | |
| Common Stock | Jun 13, 2017 | M | 2,203 | $128.80 | A | 40,858 | D | |
| Common Stock | Jun 13, 2017 | S | 18,486 | $134.50 | D | 22,372 | D | |
| Common Stock | holding | — | — | — | 15,500 | I | Greg Gianforte Revocable Trust and Susan Gianforte Revocable Trust TIC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (right to buy) | $57.59 | Jun 13, 2017 | M | 870 | D | Nov 15, 2013 | Nov 14, 2020 | Common Stock | 870 | 0 | D |
| Non-Qualified Stock Option (right to buy)F1 | $57.59 | Jun 13, 2017 | M | 13,334 | D | Nov 15, 2014 | Nov 14, 2020 | Common Stock | 13,334 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $52.59 | Jun 13, 2017 | M | 3,966 | D | Feb 11, 2014 | Feb 10, 2021 | Common Stock | 3,966 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $83.31 | Jun 13, 2017 | M | 9,320 | D | Feb 24, 2016 | Feb 23, 2022 | Common Stock | 9,320 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $83.31 | Jun 13, 2017 | M | 2,432 | D | Feb 24, 2015 | Feb 23, 2022 | Common Stock | 2,432 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $95.59 | Jun 13, 2017 | M | 2,060 | D | Feb 24, 2016 | Feb 23, 2023 | Common Stock | 2,060 | 0 | D |
| Non-Qualified Stock Option (right to buy) | $128.80 | Jun 13, 2017 | M | 2,203 | D | Feb 15, 2017 | Feb 14, 2024 | Common Stock | 2,203 | 0 | D |
Explanation of responses
- F1This option vests in three equal annual installments commencing on this date.