SEC Form 4 · accession 0001214659-17-002954
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kirsner
Director
Period of report
May 2, 2017
Accepted (ET)
May 3, 2017 · 3:43 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 2, 2017 | M | 12,750 | $25.25 | A | 32,846 | I | Kirsner Family Trust |
| Common StockF1 | May 2, 2017 | S | 12,750 | $138.1702 | D | 20,096 | I | Kirsner Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $25.25 | May 2, 2017 | M | 11,250 | D | Feb 5, 2008 | Feb 4, 2018 | Common Stock | 11,250 | 0 | D |
| Non Qualified Stock Option (right to buy)F2 | $25.25 | May 2, 2017 | M | 1,500 | D | Feb 5, 2008 | Feb 4, 2018 | Common Stock | 1,500 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $138.00 to $138.35. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vested in full upon the date of grant.