SEC Form 4 · accession 0001214659-17-001986
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Pung
Officer — EVP & CFO
Period of report
Mar 15, 2017
Accepted (ET)
Mar 15, 2017 · 7:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 15, 2017 | M | 11,801 | $35.99 | A | 114,349 | I | Michael and Debora Pung 2014 Living Trust |
| Common StockF1 | Mar 15, 2017 | S | 11,801 | $130.9766 | D | 102,548 | I | Michael and Debora Pung 2014 Living Trust |
| Common Stock | holding | — | — | — | 4 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $35.99 | Mar 15, 2017 | M | 11,801 | D | Dec 13, 2012 | Dec 12, 2018 | Common Stock | 11,801 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $130.42 to $131.0105. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in four equal annual installments commencing on this date.