SEC Form 4 · accession 0001214659-17-001238
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart Wells
Officer — Executive Vice President
Period of report
Feb 16, 2017
Accepted (ET)
Feb 17, 2017 · 7:06 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 16, 2017 | M | 2,503 | $72.06 | A | 42,525 | D | |
| Common Stock | Feb 16, 2017 | M | 12,000 | $43.05 | A | 54,525 | D | |
| Common StockF1 | Feb 16, 2017 | S | 14,503 | $128.8525 | D | 40,022 | D | |
| Common StockF2 | Feb 16, 2017 | S | 9,695 | $128.7517 | D | 30,327 | D | |
| Common Stock | Feb 17, 2017 | M | 17,900 | $72.06 | A | 48,227 | D | |
| Common StockF3 | Feb 17, 2017 | S | 17,900 | $129.2125 | D | 30,327 | D | |
| Common StockF4 | Feb 17, 2017 | S | 7,300 | $129.3408 | D | 23,027 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to buy)F5 | $72.06 | Feb 16, 2017 | M | 2,503 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 2,503 | 14,002 | D |
| Non-Qualified Stock Option (Right to buy)F5 | $43.05 | Feb 16, 2017 | M | 12,000 | D | Apr 25, 2013 | Apr 24, 2019 | Common Stock | 12,000 | 50,500 | D |
| Non-Qualified Stock Option (Right to buy)F5 | $72.06 | Feb 17, 2017 | M | 5,750 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 5,750 | 8,252 | D |
| Non-Qualified Stock Option (Right to buy)F5 | $72.06 | Feb 17, 2017 | M | 12,150 | D | Dec 8, 2015 | Dec 7, 2021 | Common Stock | 12,150 | 12,149 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $128.50 to $129.24. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $128.46 to $129.16. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $129.00 to $129.62. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $129.025 to $129.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This option vests in four equal annual installments commencing on this date.