SEC Form 4 · accession 0001214659-17-001209
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Greg R Gianforte
Director
Period of report
Feb 15, 2017
Accepted (ET)
Feb 16, 2017 · 7:59 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 15, 2017 | M | 2,579 | $0.00 | A | 6,673 | D | |
| Common Stock | holding | — | — | — | 15,500 | I | Greg Gianforte Revocable Trust and Susan Gianforte Revocable Trust TIC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 15, 2017 | M | 2,579 | D | Feb 15, 2017 | — | Common Stock | 2,579 | 0 | D |
| Restricted Stock UnitsF1,F3,F2 | — | Feb 15, 2017 | A | 1,865 | A | — | — | Common Stock | 1,865 | 1,865 | D |
| Non-Qualified Stock Option (right to buy)F4 | $128.80 | Feb 15, 2017 | A | 2,203 | A | Feb 15, 2017 | Feb 14, 2024 | Common Stock | 2,203 | 2,203 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2No expiration date.
- F3This award will fully vest on the date of the Corporation's 2018 Annual Meeting of Stockholders.
- F4The reporting person has elected to take his annual cash retainer in the form of stock options pursuant to the Corporation's Compensation Program for Non-Employee Directors.