SEC Form 4 · accession 0001214659-16-014783
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Lansing
Officer — President and CEO · Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 16, 2016 · 5:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | M | 30,000 | $36.01 | A | 185,495 | D | |
| Common StockF1,F2 | Nov 15, 2016 | S | 3,100 | $110.5195 | D | 182,395 | D | |
| Common StockF1,F3 | Nov 15, 2016 | S | 21,650 | $111.8141 | D | 160,745 | D | |
| Common StockF1,F4 | Nov 15, 2016 | S | 5,250 | $112.4243 | D | 155,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F5 | $36.01 | Nov 15, 2016 | M | 30,000 | D | Jan 27, 2013 | Jan 26, 2019 | Common Stock | 30,000 | 30,000 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $110.23 to $111.10 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $111.25 to $112.25. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $112.30 to $112.75. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This option vests in four equal annual installments commencing on this date.