SEC Form 4 · accession 0001214659-16-013661
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Lansing
Officer — President and CEO · Director
Period of report
Sep 13, 2016
Accepted (ET)
Sep 14, 2016 · 6:53 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2016 | M | 30,000 | $36.01 | A | 199,495 | D | |
| Common StockF1,F2 | Sep 13, 2016 | S | 15,101 | $127.9259 | D | 184,394 | D | |
| Common StockF1,F3 | Sep 13, 2016 | S | 6,910 | $128.6092 | D | 177,484 | D | |
| Common StockF1,F4 | Sep 13, 2016 | S | 7,689 | $130.162 | D | 169,795 | D | |
| Common StockF1,F5 | Sep 13, 2016 | S | 300 | $130.83 | D | 169,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F6 | $36.01 | Sep 13, 2016 | M | 30,000 | D | Jan 27, 2013 | Jan 26, 2019 | Common Stock | 30,000 | 90,000 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $127.30 to $128.30. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This transaction was executed in multiple trades at prices ranging from $128.34 to $129.285. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F4This transaction was executed in multiple trades at prices ranging from $129.48 to $130.48. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F5This transaction was executed in multiple trades at prices ranging from $130.49 to $131.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F6This option vests in four equal annual installments commencing on this date.