SEC Form 4 · accession 0001214659-16-013560

FAIR ISAAC CORP · FICO

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP, Gen. Counsel & Sec.

Period of report

Aug 31, 2016

Accepted (ET)

Sep 1, 2016 · 8:30 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0000814547

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Aug 31, 2016	M	998	$24.03	A	64,785	D
Common Stock^F1	Aug 31, 2016	S	998	$128.1231	D	63,787	D
Common Stock	Sep 1, 2016	M	17,752	$24.03	A	81,539	D
Common Stock^F2	Sep 1, 2016	S	6,752	$128.5008	D	74,787	D
Common Stock	Sep 1, 2016	S	11,000	$128.70	D	63,787	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Non Qualified Stock Option (right to buy)^F3	$24.03	Aug 31, 2016	M	998	D	Dec 13, 2011	Dec 12, 2017	Common Stock	998	17,752	D
Non Qualified Stock Option (right to buy)^F3	$24.03	Sep 1, 2016	M	17,752	D	Dec 13, 2011	Dec 12, 2017	Common Stock	17,752	0	D

F1This transaction was executed in multiple trades at prices ranging from $128.1101 to $128.12. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F2This transaction was executed in multiple trades at prices ranging from $128.50 to $128.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
F3This option vests in four equal annual installments commencing on this date.