SEC Form 4 · accession 0001214659-16-013509
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Pung
Officer — EVP & CFO
Period of report
Aug 29, 2016
Accepted (ET)
Aug 31, 2016 · 5:28 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 29, 2016 | M | 9,457 | $23.84 | A | 92,314 | I | Michael and Debora Pung 2014 Living Trust |
| Common StockF1 | Aug 29, 2016 | S | 9,457 | $127.7049 | D | 82,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common Stock | Aug 30, 2016 | M | 543 | $23.84 | A | 83,400 | I | Michael and Debora Pung 2014 Living Trust |
| Common StockF2 | Aug 30, 2016 | S | 543 | $127.9765 | D | 82,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common Stock | holding | — | — | — | 4 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F3 | $23.84 | Aug 29, 2016 | M | 9,457 | D | Nov 18, 2011 | Nov 17, 2017 | Common Stock | 9,457 | 543 | D |
| Non Qualified Stock Option (right to buy)F3 | $23.84 | Aug 30, 2016 | M | 543 | D | Nov 18, 2011 | Nov 17, 2017 | Common Stock | 543 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $127.10 to $127.90. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $127.9201 to $127.9893. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This option vests in four equal annual installments commencing on this date.