SEC Form 4 · accession 0001214659-16-013134
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Deal
Officer — Executive Vice President
Period of report
Aug 10, 2016
Accepted (ET)
Aug 11, 2016 · 6:03 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2016 | M | 12,501 | $24.03 | A | 30,558 | D | |
| Common StockF1 | Aug 10, 2016 | S | 12,501 | $127.109 | D | 18,057 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $24.03 | Aug 10, 2016 | M | 12,501 | D | Dec 13, 2011 | Dec 12, 2017 | Common Stock | 12,501 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $127.00 to $127.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in four equal annual installments commencing on this date.