SEC Form 4 · accession 0001214659-16-013093
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Lansing
Officer — President and CEO · Director
Period of report
Aug 9, 2016
Accepted (ET)
Aug 10, 2016 · 3:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 9, 2016 | M | 30,000 | $36.01 | A | 206,495 | D | |
| Common StockF1,F2 | Aug 9, 2016 | S | 29,850 | $127.5674 | D | 176,645 | D | |
| Common StockF1 | Aug 9, 2016 | S | 150 | $128.25 | D | 176,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F1,F3 | $36.01 | Aug 9, 2016 | M | 30,000 | D | Jan 27, 2013 | Jan 26, 2019 | Common Stock | 30,000 | 120,000 | D |
Explanation of responses
- F1Exercised and sold pursuant to reporting person's 10b5-1 plan.
- F2This transaction was executed in multiple trades at prices ranging from $127.09 to $128.00. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This option vests in four equal annual installments commencing on this date.