SEC Form 4 · accession 0001214659-16-013026
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James M Wehmann
Officer — Executive Vice President
Period of report
Aug 4, 2016
Accepted (ET)
Aug 5, 2016 · 7:46 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 4, 2016 | M | 18,785 | $43.90 | A | 67,181 | D | |
| Common StockF1 | Aug 4, 2016 | S | 18,785 | $128.3266 | D | 48,396 | D | |
| Common Stock | Aug 5, 2016 | M | 16,215 | $43.90 | A | 64,611 | D | |
| Common StockF2 | Aug 5, 2016 | S | 16,215 | $129.1883 | D | 48,396 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F3 | $43.90 | Aug 4, 2016 | M | 18,785 | D | Apr 1, 2013 | Mar 31, 2019 | Common Stock | 18,785 | 81,216 | D |
| Non Qualified Stock Option (right to buy)F3 | $43.90 | Aug 5, 2016 | M | 16,215 | D | Apr 1, 2013 | Mar 31, 2019 | Common Stock | 16,215 | 65,001 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $128.00 to $128.70. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $129.00 to $129.26. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This option vests in four equal annual installments commencing on this date.