SEC Form 4 · accession 0001214659-16-012971
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Scadina
Officer — EVP, Gen. Counsel & Sec.
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 8:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | M | 546 | $24.03 | A | 64,333 | D | |
| Common Stock | Aug 2, 2016 | S | 546 | $130.00 | D | 63,787 | D | |
| Common Stock | Aug 3, 2016 | M | 24,454 | $24.03 | A | 88,241 | D | |
| Common Stock | Aug 3, 2016 | S | 11,954 | $128.75 | D | 76,287 | D | |
| Common StockF1 | Aug 3, 2016 | S | 12,500 | $128.50 | D | 63,787 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $24.03 | Aug 2, 2016 | M | 546 | D | Dec 13, 2011 | Dec 12, 2017 | Common Stock | 546 | 49,454 | D |
| Non Qualified Stock Option (right to buy)F2 | $24.03 | Aug 3, 2016 | M | 24,454 | D | Dec 13, 2011 | Dec 12, 2017 | Common Stock | 24,454 | 25,000 | D |
Explanation of responses
- F1Common stock holdings include ESPP reinvested dividends.
- F2This option vests in four equal annual installments commencing on this date.