SEC Form 4 · accession 0001214659-16-012970
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Pung
Officer — EVP & CFO
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 8:11 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 2, 2016 | M | 10,000 | $23.84 | A | 92,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common StockF1 | Aug 2, 2016 | S | 10,000 | $129.0762 | D | 82,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common Stock | Aug 3, 2016 | M | 5,000 | $23.84 | A | 87,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common StockF2 | Aug 3, 2016 | S | 5,000 | $128.4507 | D | 82,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common StockF3 | holding | — | — | — | 4 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F4 | $23.84 | Aug 2, 2016 | M | 10,000 | D | Nov 18, 2011 | Nov 17, 2017 | Common Stock | 10,000 | 15,000 | D |
| Non Qualified Stock Option (right to buy)F4 | $23.84 | Aug 3, 2016 | M | 5,000 | D | Nov 18, 2011 | Nov 17, 2017 | Common Stock | 5,000 | 10,000 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $129.00 to $129.59. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $128.30 to $128.54. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Common stock holdings include ESPP reinvested dividends.
- F4This option vests in four equal annual installments commencing on this date.