SEC Form 4 · accession 0001214659-16-012968
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael S Leonard
Officer — CAO and Vice President
Period of report
Aug 2, 2016
Accepted (ET)
Aug 3, 2016 · 8:09 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 2, 2016 | M | 300 | $41.89 | A | 6,033 | D | |
| Common Stock | Aug 2, 2016 | M | 937 | $35.99 | A | 6,970 | D | |
| Common Stock | Aug 2, 2016 | S | 1,237 | $128.691 | D | 5,733 | D | |
| Common Stock | Aug 2, 2016 | S | 684 | $128.984 | D | 5,049 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $41.89 | Aug 2, 2016 | M | 300 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 300 | 3,012 | D |
| Non Qualified Stock Option (right to buy)F2 | $35.99 | Aug 2, 2016 | M | 937 | D | Dec 13, 2012 | Dec 12, 2018 | Common Stock | 937 | 0 | D |
Explanation of responses
- F1Includes reinvested dividends from ESPP plan.
- F2This option vests in four equal annual installments commencing on this date.