SEC Form 4 · accession 0001214659-16-009755
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
A George Battle
Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 24, 2016 · 7:07 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | M | 3,214 | $0.00 | A | 20,041 | D | |
| Common Stock | holding | — | — | — | 9,602 | I | A. George Battle 2011 Separate Property Trust | |
| Common Stock | holding | — | — | — | 10,000 | I | Treehouse Vineyards LLC |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2 | — | Feb 24, 2016 | M | 3,214 | D | Feb 24, 16 | — | Common Stock | 3,214 | 0 | D |
| Restricted Stock UnitsF1,F3,F2 | — | Feb 24, 2016 | A | 2,825 | A | — | — | Common Stock | 2,825 | 2,825 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2No expiration date.
- F3This award will fully vest on the date of the Corporation's 2017 Annual Meeting of Stockholders.