SEC Form 4 · accession 0001214659-16-009752
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Braden R Kelly
Director
Period of report
Feb 24, 2016
Accepted (ET)
Feb 24, 2016 · 7:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 24, 2016 | M | 1,666 | $0.00 | A | 6,958 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F2,F3 | — | Feb 24, 2016 | M | 1,666 | D | — | — | Common Stock | 1,666 | 0 | D |
| Non Qualified Stock Option (right to buy)F4 | $95.59 | Feb 24, 2016 | A | 6,349 | A | Feb 24, 2016 | Feb 23, 2023 | Common Stock | 6,349 | 6,349 | D |
| Non Qualified Stock Option (right to buy)F5 | $95.59 | Feb 24, 2016 | A | 750 | A | — | Feb 23, 2023 | Common Stock | 750 | 750 | D |
| Restricted Stock UnitsF1,F5,F3 | — | Feb 24, 2016 | A | 2,579 | A | — | — | Common Stock | 2,579 | 2,579 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued service on the board.
- F2This award vests in three equal installments on the dates of each of the Corporation's 2014, 2015, and 2016 Annual Meeting of Stockholders.
- F3No expiration date.
- F4The reporting person has elected to take his annual cash retainer in the form of stock options pursuant to the Corporation's Compensation Program for Non-Employee Directors.
- F5This award will fully vest on the date of the Corporation's 2017 Annual Meeting of Stockholders.