SEC Form 4 · accession 0001214659-16-009748
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Deal
Officer — Executive Vice President
Period of report
Feb 22, 2016
Accepted (ET)
Feb 24, 2016 · 2:03 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 22, 2016 | M | 2,739 | $24.03 | A | 35,895 | D | |
| Common StockF1 | Feb 22, 2016 | S | 2,739 | $95.05 | D | 33,156 | D | |
| Common Stock | Feb 23, 2016 | M | 2,062 | $24.03 | A | 35,218 | D | |
| Common Stock | Feb 23, 2016 | S | 2,062 | $95.00 | D | 33,156 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $24.03 | Feb 22, 2016 | M | 2,739 | D | Dec 13, 2011 | Dec 12, 2017 | Common Stock | 2,739 | 34,762 | D |
| Non Qualified Stock Option (right to buy)F2 | $24.03 | Feb 23, 2016 | M | 2,062 | D | Dec 13, 2011 | Dec 12, 2017 | Common Stock | 2,062 | 32,700 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $95.00 to $95.195. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in four equal annual installments commencing on this date.