SEC Form 4 · accession 0001214659-16-009660
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Michael J Pung
Officer — EVP & CFO
Period of report
Feb 17, 2016
Accepted (ET)
Feb 17, 2016 · 8:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 17, 2016 | M | 15,000 | $41.89 | A | 97,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common Stock | Feb 17, 2016 | S | 15,000 | $94.50 | D | 82,857 | I | Michael and Debora Pung 2014 Living Trust |
| Common StockF1 | holding | — | — | — | 4 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $41.89 | Feb 17, 2016 | M | 15,000 | D | Dec 13, 2013 | Dec 12, 2019 | Common Stock | 15,000 | 7,500 | D |
Explanation of responses
- F1Common stock holdings include ESPP reinvested dividends.
- F2This option vests in four equal annual installments commencing on this date.