SEC Form 4 · accession 0001214659-16-009449
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James Kirsner
Director
Period of report
Feb 10, 2016
Accepted (ET)
Feb 11, 2016 · 1:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 10, 2016 | M | 20,956 | $40.49 | A | 35,013 | I | Kirsner Family Trust |
| Common StockF1 | Feb 10, 2016 | S | 20,070 | $94.0455 | D | 14,943 | I | Kirsner Family Trust |
| Common StockF2 | Feb 10, 2016 | S | 886 | $92.4892 | D | 14,057 | I | Kirsner Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F3 | $40.49 | Feb 10, 2016 | M | 20,956 | D | Feb 6, 2008 | Feb 5, 2017 | Common Stock | 20,956 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $94.00 to $94.165 The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $92.47 to $92.56. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This option vests in five equal annual installments commencing on this date.