SEC Form 4 · accession 0001214659-16-009310
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Scadina
Officer — EVP, Gen. Counsel & Sec.
Period of report
Feb 4, 2016
Accepted (ET)
Feb 4, 2016 · 7:51 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 4, 2016 | M | 10,625 | $20.31 | A | 78,411 | D | |
| Common StockF1 | Feb 4, 2016 | S | 10,625 | $95.7298 | D | 67,786 | D | |
| Common StockF2,F3 | Feb 4, 2016 | S | 4,000 | $95.7544 | D | 63,787 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F4 | $20.31 | Feb 4, 2016 | M | 10,625 | D | Dec 18, 2010 | Dec 17, 2016 | Common Stock | 10,625 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $95.7000 to $95.9900. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $95.7000 to $95.8700. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3Common stock holdings include ESPP reinvested dividends.
- F4This option vests in four equal annual installments commencing on this date.