SEC Form 4/A · accession 0001214659-16-009122
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
William J Lansing
Officer — President and CEO · Director
Period of report
Jan 27, 2016
Accepted (ET)
Jan 28, 2016 · 6:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Jan 27, 2016 | M | 12,500 | $0.00 | A | 195,278 | D | |
| Common StockF1 | Jan 27, 2016 | F | 4,783 | $82.05 | D | 190,495 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF2,F3,F4 | — | Jan 27, 2016 | M | 12,500 | D | Jan 27, 2013 | — | Common Stock | 12,500 | 0 | D |
Explanation of responses
- F1Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- F2Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- F3The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- F4No expiration date.