SEC Form 4 · accession 0001214659-15-008157
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Duane E White
Director
Period of report
Dec 1, 2015
Accepted (ET)
Dec 2, 2015 · 4:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 1, 2015 | M | 2,820 | $13.26 | A | 5,820 | D | |
| Common Stock | Dec 1, 2015 | M | 3,010 | $21.77 | A | 8,830 | D | |
| Common StockF1 | Dec 1, 2015 | S | 5,830 | $95.3981 | D | 3,000 | D | |
| Common Stock | holding | — | — | — | 2,063 | I | Duane E. White Revocable Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non Qualified Stock Option (right to buy)F2 | $13.26 | Dec 1, 2015 | M | 2,820 | D | Feb 3, 2010 | Feb 2, 2019 | Common Stock | 2,820 | 0 | D |
| Non Qualified Stock Option (right to buy)F3 | $21.77 | Dec 1, 2015 | M | 3,010 | D | Feb 2, 2010 | Feb 1, 2020 | Common Stock | 3,010 | 8,240 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $95.28 to $95.50. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in five equal annual installments commencing on this date.
- F3This option vested in full upon this date.