SEC Form 4 · accession 0001214659-15-007599
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Wayne Elliot Huyard
Officer — Executive Vice President
Period of report
Nov 5, 2015
Accepted (ET)
Nov 6, 2015 · 4:33 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 5, 2015 | M | 10,000 | — | A | 10,000 | D | |
| Common StockF2 | Nov 5, 2015 | F | 3,335 | $92.21 | D | 6,665 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Restricted Stock UnitsF1,F3,F4 | — | Nov 5, 2015 | M | 10,000 | D | Nov 5, 2015 | — | Common Stock | 10,000 | 30,000 | D |
Explanation of responses
- F1Each restricted stock unit represents a right to receive one share of Fair Isaac common stock contingent upon continued employment.
- F2Shares withheld by Company for payment of taxes due at vesting from restricted stock units.
- F3The restricted stock units vest in four equal annual installments commencing on this date and vested shares will be delivered to the reporting person as soon as practicable thereafter.
- F4No expiration date.