SEC Form 4 · accession 0001214659-15-006612
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Mark R Scadina
Officer — EVP, Gen. Counsel & Sec.
Period of report
Sep 8, 2015
Accepted (ET)
Sep 9, 2015 · 6:59 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 8, 2015 | M | 10,625 | $20.31 | A | 62,804 | D | |
| Common StockF1 | Sep 8, 2015 | S | 10,625 | $84.9504 | D | 52,179 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to buy)F2 | $20.31 | Sep 8, 2015 | M | 10,625 | D | Dec 18, 2010 | Dec 17, 2016 | Common Stock | 10,625 | 10,625 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $84.95 to $84.98. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This option vests in four equal annual installments commencing on this date.