SEC Form 4 · accession 0001214659-15-005974
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Richard Deal
Officer — Sr. Vice President
Period of report
Aug 7, 2015
Accepted (ET)
Aug 11, 2015 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 7, 2015 | S | 1,248 | $90.5456 | D | 15,099 | D | |
| Common Stock | Aug 10, 2015 | M | 10,000 | $20.31 | A | 25,099 | D | |
| Common StockF2 | Aug 10, 2015 | S | 10,000 | $91.9755 | D | 15,099 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to buy)F3 | $20.31 | Aug 10, 2015 | M | 10,000 | D | Dec 18, 2010 | Dec 17, 2016 | Common Stock | 10,000 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $90.37 to $90.83. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $91.50 to $92.36. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This option vests in four equal annual installments commencing on this date.