SEC Form 4 · accession 0001214659-15-005850
FAIR ISAAC CORP · FICO
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
William J Lansing
Officer — President and CEO · Director
Period of report
Aug 3, 2015
Accepted (ET)
Aug 5, 2015 · 4:48 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0000814547
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 3, 2015 | M | 22,943 | $44.66 | A | 160,594 | D | |
| Common StockF1 | Aug 3, 2015 | S | 22,943 | $90.0641 | D | 137,651 | D | |
| Common Stock | Aug 4, 2015 | M | 7,057 | $44.66 | A | 144,708 | D | |
| Common Stock | Aug 4, 2015 | M | 11,250 | $40.01 | A | 155,958 | D | |
| Common Stock | Aug 4, 2015 | M | 895 | $44.66 | A | 156,853 | D | |
| Common StockF2 | Aug 4, 2015 | S | 19,202 | $90.9781 | D | 137,651 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Non-Qualified Stock Option (Right to buy)F3 | $44.66 | Aug 3, 2015 | M | 22,943 | D | Feb 6, 2007 | Feb 5, 2016 | Common Stock | 22,943 | 7,057 | D |
| Non-Qualified Stock Option (Right to buy)F3 | $44.66 | Aug 4, 2015 | M | 7,057 | D | Feb 6, 2007 | Feb 5, 2016 | Common Stock | 7,057 | 0 | D |
| Non-Qualified Stock Option (Right to buy)F4 | $40.01 | Aug 4, 2015 | M | 11,250 | D | Feb 12, 2007 | Feb 11, 2017 | Common Stock | 11,250 | 0 | D |
| Non-Qualified Stock Option (Right to buy)F4 | $44.66 | Aug 4, 2015 | M | 895 | D | Feb 6, 2006 | Feb 5, 2016 | Common Stock | 895 | 0 | D |
Explanation of responses
- F1This transaction was executed in multiple trades at prices ranging from $90.00 to $90.41. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F2This transaction was executed in multiple trades at prices ranging from $90.90 to $91.67. The price reported above reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transactions were effected.
- F3This option vests in five equal annual installments commencing on this date.
- F4This option vested in full upon the date of grant.